HUGHES JUSTIN JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HUGHES JUSTIN JAMES appears on 15 filing roles across Form ADV (15).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | OAKUM BAY CAPITAL, LLC | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| — | Form ADV | DWS INVESTMENT MANAGEMENT AMERICAS, INC. | DIRECTOR | NEW YORK, NY |
| — | Form ADV | DEUTSCHE BANK SECURITIES INC. | DIRECTOR | NEW YORK, NY |
| — | Form ADV | KARL KAPITAL LLC | LEAD PORTFOLIO MANAGER AND FOUNDING PRINCIPAL | SAN FRANCISCO, CA |
| — | Form ADV | COMVEST ADVISORS LLC | MANAGING DIRECTOR, COMVEST ADVISORS, LLC | WEST PALM BEACH, FL |
| — | Form ADV | BROADCREST ASSET MANAGEMENT, LLC | MANAGING DIRECTOR AND CO-MANAGER | WINTER PARK, FL |
| — | Form ADV | PHILADELPHIA FINANCIAL MANAGEMENT OF SAN FRANCISCO, LLC | MEMBER | SAN FRANCISCO, CA |
| — | Form ADV | DOUGLASS WINTHROP ADVISORS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | BHR CAPITAL LLC | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NEW YORK, NY |
| — | Form ADV | BAY HARBOUR MANAGEMENT LC | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NEW YORK, NY |
| — | Form ADV | KVO CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | HANOVER, NH |
| — | Form ADV | 484WALL CAPITAL MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| — | Form ADV | FIRST TRUST DIRECT INDEXING L.P. | CEO | BOSTON, MA |
| — | Form ADV | PHASE 2 PARTNERS, LLC | FOUNDING PRINCIPAL AND LEAD PORTFOLIO MANAGER | SAN FRANCISCO, CA |
| — | Form ADV | FIRST TRUST INVESTMENT SOLUTIONS L.P. | CHIEF EXECUTIVE OFFICER | NAPLES, FL |