PLOTKIN HOWARD RUSS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. PLOTKIN HOWARD RUSS appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | LEHMAN BROTHERS INC. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | NB ALTERNATIVE INVESTMENT MANAGEMENT LLC | PRINCIPAL | NEW YORK, NY |
| — | Form ADV | LEHMAN BROTHERS PRIVATE EQUITY ADVISERS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | LEHMAN BROTHERS FUTURE ASSET MANAGEMENT CORP/NY | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | BARCLAYS CAPITAL INC. | CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISORY BUSINESS ONLY | NEW YORK, NY |