CHIN SOTHARA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CHIN SOTHARA appears on 12 filing roles across Form ADV (12).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | WERTZ YORK CAPITAL MANAGEMENT GROUP, LLC | CHIEF COMPLIANCE OFFICER | TAMPA, FL |
| — | Form ADV | DAI ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | WASHINGTON, DC |
| — | Form ADV | INTEGRATED ADVISORS NETWORK LLC | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | ATLANTIC UNION MUNICIPAL ADVISORS, INC | CHIEF COMPLIANCE OFFICER | GLEN ALLEN, VA |
| — | Form ADV | BERKSHIRE CAPITAL HOLDINGS INC | CHIEF COMPLIANCE OFFICER | SAN JOSE, CA |
| — | Form ADV | TAPP FINANCE, INC. | CHIEF COMPLIANCE OFFICER | — |
| — | Form ADV | FBR INVESTMENT MANAGEMENT, INC. | COMPLIANCE OFFICER | ARLINGTON, VA |
| — | Form ADV | FBR FUND ADVISERS INC | CHIEF COMPLIANCE OFFICER | ARLINGTON, VA |
| — | Form ADV | CAPITAL FIDUCIARY ADVISORS, LLC | SVP AND CHIEF COMPLIANCE OFFICER | RESTON, VA |
| — | Form ADV | FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC | COMPLIANCE OFFICER | ARLINGTON, VA |
| — | Form ADV | PROSPERITY ECONOMICS PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | — |
| — | Form ADV | FINITE MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | SANTA MONICA, CA |