SMITH LESLIE DONALD appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SMITH LESLIE DONALD appears on 7 filing roles across Form ADV (7).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | P3 ASSET MANAGEMENT, LLC | CO-MANAGER | GIG HARBOR, WA |
| — | Form ADV | PPM AMERICA, INC. | DIRECTOR | CHICAGO, IL |
| — | Form ADV | BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | SECRETARY | CEDAR RAPIDS, IA |
| — | Form ADV | BFC PLANNING, INC. | CHIEF COMPLIANCE OFFICER | CEDAR RAPIDS, IA |
| — | Form ADV | PPM LOAN MANAGEMENT COMPANY 2, LLC | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | CHICAGO, IL |
| — | Form ADV | CONFLUENCE WEALTH MANAGEMENT LLC | CLASS A MEMBER | PORTLAND, OR |
| — | Form ADV | STONE BEACH INVESTMENT MANAGEMENT, LLC | EXECUTIVE OFFICER | NEW CANAAN, CT |