ADAMS JAMES RICHARD appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ADAMS JAMES RICHARD appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | GUARDIAN CAPITAL INC | CHIEF COMPLIANCE OFFICER, CHAIRMAN/CEO | MUKILTEO, WA |
| — | Form ADV | SOUND INVESTMENT STRATEGIES, INC. | CHIEF COMPLIANCE OFFICER | BOTHELL, WA |
| — | Form ADV | TANAGER FINANCIAL SERVICES INC | VICE PRESIDENT AND CHIEF OPERATING OFFICER | WALTHAM, MA |