RUBERTI WENDY RAPP appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. RUBERTI WENDY RAPP appears on 7 filing roles across Form ADV (7).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SOUND POINT CAPITAL MANAGEMENT, LP | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | SOUND POINT CLO C-MOA, LLC | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | CLINTON GROUP, INC | CLO/CCO | NEW YORK, NY |
| — | Form ADV | CLINTON GROUP, LLC | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | CLAREN ROAD ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER - CLAREN ROAD ASSET MANAGEMENT, LLC AND CLAREN ROAD ASIA LIMITED (RELYING ADVISER) | NEW YORK, NY |
| — | Form ADV | SOUND POINT CRE MANAGEMENT, LP | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | SPCRE INPOINT ADVISORS, LLC | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NEW YORK, NY |