GRIFFITH DOREEN LOUISE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. GRIFFITH DOREEN LOUISE appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | KMS FINANCIAL SERVICES, INC. | CHIEF TECHNOLOGY OFFICER | SEATTLE, WA |
| — | Form ADV | SECURITIES AMERICA ADVISORS, INC. | SENIOR VP/CHIEF INFORMATION OFFICER | LA VISTA, NE |