OCHS ROGER CARLTON appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. OCHS ROGER CARLTON appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | WELLS FARGO ADVISORS | OUTSIDE MANAGEMENT COMMITTEE MEMBER | ST. LOUIS, MO |
| — | Form ADV | AVANTAX ADVISORY SERVICES, INC. | PRESIDENT/SECRETARY | DALLAS, TX |