PORTMAN JAMES DAVID appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. PORTMAN JAMES DAVID appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | M.L. STERN & CO., LLC. | E.V.P.,C.O.O., C.C.O | BEVERLY HILLS, CA |
| — | Form ADV | TOWER ASSET MANAGEMENT LLC | PRESIDENT, CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | BEVERLY HILLS, CA |