SMALLS ANTOINE L appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SMALLS ANTOINE L appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CIM INVESTMENT MANAGEMENT INC | CHIEF COMPLIANCE OFFICER | PITTSBURGH, PA |
| — | Form ADV | MDL CAPITAL MANAGEMENT, INCORPORATED | VICE PRESIDENT OF INVESTMENT OPERATIONS | PITTSBURGH, PA |
| — | Form ADV | MDL ADVISERS, INC. | VICE PRESIDENT OF INVESTMENT OPERATIONS | PITTSBURGH, PA |