BEACH STEPHEN CHARLES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BEACH STEPHEN CHARLES appears on 15 filing roles across Form ADV (15).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | OPPENHEIMER & CO. INC. | CCO- IA | NEW YORK, NY |
| — | Form ADV | ARMORY CAPITAL GROUP, LLC | CHIEF COMPLIANCE OFFICER | EL SEGUNDO, CA |
| — | Form ADV | OPPENHEIMER INVESTMENT MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER, SVP | NEW YORK, NY |
| — | Form ADV | ADVANTAGE ADVISERS MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | ADVANTAGE ADVISERS MULTI-MANAGER, L.L.C. | VP, CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | OPPENHEIMER ASSET MANAGEMENT | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | HSBC GLOBAL ASSET MANAGEMENT (USA) INC. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | TROON MANAGEMENT LLC | VP, CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | ADVANTAGE ADVISERS PRIVATE EQUITY MANAGEMENT LLC | SVP-CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | OPPENHEIMER CATALYST MANAGEMENT LP | SVP, CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | ADVANTAGE ADVISERS, L.L.C. | VP, CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | ARMORY CREDIT GP, LLC | CHIEF COMPLIANCE OFFICER | MANHATTAN BEACH, CA |
| — | Form ADV | ADVANTAGE ADVISERS INC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | IMPERIAL INVESTMENT ADVISORS PRIVATE LIMITED | CHIEF COMPLIANCE OFFICER | BANDRA (WEST) |