KENNEDY THOMAS JOSEPH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KENNEDY THOMAS JOSEPH appears on 9 filing roles across Form ADV (9).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CITIC CLSA CAPITAL PARTNERS HK LIMITED | DIRECTOR | HONG KONG |
| — | Form ADV | ULLICO INVESTMENT ADVISORS, INC. | DIRECTOR, VP & ASST TREASURER | BETHESDA, MD |
| — | Form ADV | ALPINE ASSOCIATES MANAGEMENT INC. | CHIEF OPERATIONS OFFICER | PALM BEACH, FL |
| — | Form ADV | MONORAIL SECURITIES LLC | ELECTED MANAGER | SARASOTA, FL |
| — | Form ADV | FINTECH COLLECTIVE MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | FALCON INVESTMENT ADVISORS, LLC | MANAGING PARTNER, CCO | BOSTON, MA |
| — | Form ADV | ZOELLNER, ROBERT EMIL | CHIEF OPERATIONS OFFICER | CRESSKILL, NJ |
| — | Form ADV | WEALTHTRUST ADVISORS LLC | DIRECTOR | NASHVILLE, TN |
| — | Form ADV | ATR ADVISORS, LLC | INVESTMENT ADVISER REPRESENTATIVE/CHIEF COMPLIANCE OFFICER | FAIRFIELD, CT |