HUMPHREY CATHY ANN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HUMPHREY CATHY ANN appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | ASSISTANT DIRECTOR, EQUITY COMPLIANCE, NMIS OFFICE OF SUPERVISORY JURISDICTION | MILWAUKEE, WI |
| — | Form ADV | ULLICO INVESTMENT ADVISORS, INC. | VICE PRESIDENT, INVESTMENT OPERATIONS | BETHESDA, MD |
| — | Form ADV | GREYSTONE INVESTMENT MANAGEMENT, LLC | VICE PRESIDENT | CINCINNATI, OH |