CARROLL ROBERT BROOKS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CARROLL ROBERT BROOKS appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | STEPHENS INVESTMENT MANAGEMENT GROUP, LLC | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | LITTLE ROCK, AR |
| — | Form ADV | GOLDEN CAPITAL MANAGEMENT, LLC | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | CHARLOTTE, NC |