ROSENOW DAVID LEO appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROSENOW DAVID LEO appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | HARBOUR INVESTMENTS, INC. | DIRECTOR OF COMPLIANCE OPERATIONS OFFICER | MADISON, WI |
| — | Form ADV | CAPITAL WEALTH ADVISORS, LTD. | CHIEF COMPLIANCE OFFICER | WEST BEND, WI |
| — | Form ADV | RIA SERVICES, LLC | MEMBER, CHIEF COMPLIANCE OFFICER | WEST BEND, WI |