CARPENTER KIMBERLY KAY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CARPENTER KIMBERLY KAY appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CRI SECURITIES, LLC | ASSISTANT SECRETARY | ST.PAUL, MN |
| — | Form ADV | SECURIAN FINANCIAL SERVICES, INC. | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | ST PAUL, MN |