HORSTMANN RICHARD ALAN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HORSTMANN RICHARD ALAN appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | COMPASS POINT ASSET MANAGEMENT, LLC | MANAGING MEMBER | WASHINGTON, DC |
| — | Form ADV | THOMSON HORSTMANN & BRYANT INC | EXEC. V.P., SECRETARY | NORWALK, CT |