KENNEDY JAMES MICHAEL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KENNEDY JAMES MICHAEL appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | WORTHINGTON FINANCIAL PARTNERS LLC | CHIEF COMPLIANCE OFFICER | WORTHINGTON, OH |
| — | Form ADV | SMARTASSET | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | THOMSON HORSTMANN & BRYANT INC | CHIEF COMPLIANCE OFFICER | NORWALK, CT |