JALLANS LESLIE BERNARD appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. JALLANS LESLIE BERNARD appears on 7 filing roles across Form ADV (7).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SORRENTO PACIFIC FINANCIAL, LLC | CHIEF COMPLIANCE OFFICER | SAN DIEGO, CA |
| — | Form ADV | NEXT FINANCIAL GROUP, INC. | CCO | HOUSTON, TX |
| — | Form ADV | CUSO FINANCIAL SERVICES, L.P. | CHIEF COMPLIANCE OFFICER | SAN DIEGO, CA |
| — | Form ADV | SANDERS MORRIS LLC | CHIEF COMPLIANCE OFFICER | HOUSTON, TX |
| — | Form ADV | SMH CAPITAL ADVISORS LLC | CHIEF COMPLIANCE OFFICER | FORT WORTH, TX |
| — | Form ADV | AMERICAN GENERAL SECURITIES INCORPORATED | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | HOUSTON, TX |
| — | Form ADV | STANFORD GROUP COMPANY | SENIOR VICE PRESIDENT | HOUSTON, TX |