SHAW ANN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SHAW ANN appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | JAMES INVESTMENT RESEARCH INC | CHIEF OPERATING OFFICER | XENIA, OH |
| — | Form ADV | JAMES CAPITAL ALLIANCE INC | DIRECTOR, SECRETARY/TREASURER | XENIA, OH |
| — | Form ADV | PRIVITY DISTRIBUTORS LLC | CHIEF COMPLIANCE OFFICER | DALLAS, TX |