ROSENBERG CRAIG MICHAEL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROSENBERG CRAIG MICHAEL appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | BNY MELLON INVESTMENT ADVISER, INC. | CHIEF LEGAL OFFICER | NEW YORK, NY |
| — | Form ADV | PROXYVOTE PLUS, LLC | SHAREHOLDER | NORTHBROOK, IL |
| — | Form ADV | TETRAGON FINANCIAL MANAGEMENT LP | MEMBER | NEW YORK, NY |
| — | Form ADV | GLOBAL FINANCIAL ASSET MANAGEMENT, LLC | EXECUTIVE VP | SARASOTA, FL |
| — | Form ADV | LIONHEART STRATEGIC MANAGEMENT LLC | DIRECTOR | NEW YORK, NY |