WELLINGTON CHARLES H appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. WELLINGTON CHARLES H appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC | MANAGER | NEW YORK, NY |
| — | Form ADV | WELLINGTON SHIELDS & CO., LLC | VICE CHAIRMAN/MANAGING MEMBER | NEW YORK, NY |
| — | Form ADV | H. G. WELLINGTON & CO., INC. | SENIOR VP , DIRECTOR | NEW YORK, NY |