ROY PATRICIA ANN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROY PATRICIA ANN appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | EQUITABLE ADVISORS, LLC | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER - BROKER DEALER OPERATIONS | NEW YORK, NY |
| — | Form ADV | ASSET MANAGEMENT ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | OKLAHOMA CITY, OK |