SMITH MARK GARRETT appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SMITH MARK GARRETT appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | KESTRA INVESTMENT MANAGEMENT, LLC. | VP, CHIEF COMPLIANCE OFFICER | AUSTIN, TX |
| — | Form ADV | KCN MANAGEMENT, LP | PARTNER | PRAIRIE VILLAGE, KS |
| — | Form ADV | AVANTAX ADVISORY SERVICES, INC. | REGULATORY COMPLIANCE | DALLAS, TX |
| — | Form ADV | 1ST GLOBAL ADVISORS INC | ASSISTANT VICE PRESIDENT AND CCO | DALLAS, TX |
| — | Form ADV | TBP INVESTMENTS MANAGEMENT, LLC | CHIEF FINANCIAL OFFICER | DALLAS, TX |
| — | Form ADV | SPINNERHAWK CAPITAL MANAGEMENT, L.P. | LIMITED PARTNER | DALLAS, TX |