WELLES CALDWELL MEAD appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. WELLES CALDWELL MEAD appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | OCTAGON ASSET MANAGEMENT, LLC | OWNER | CHARLOTTE, NC |
| — | Form ADV | OCTAGON ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | INFINEON CAPITAL MANAGEMENT, LLC | MANAGING PRINCIPAL | NEW YORK, NY |