ROTH JONATHAN DAVID appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROTH JONATHAN DAVID appears on 10 filing roles across Form ADV (10).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | B. RILEY WEALTH ADVISORS, INC. | SECRETARY, DIRECTOR | MEMPHIS, TN |
| — | Form ADV | ETESIAN WEALTH ADVISORS, INC. | OWNER,CHIEF COMPLIANCE OFFICER | WEST LINN, OR |
| — | Form ADV | CAPITOL SECURITIES MANAGEMENT, INC. | DIRECTOR OF OPERATIONS | GLEN ALLEN, VA |
| — | Form ADV | ROUND2 INVESTMENT PARTNERS LLC | MANAGER AND MEMBER | NEW YORK, NY |
| — | Form ADV | SOUTHOCEAN CAPITAL PARTNERS, LLC | DIRECTOR AND SECRETARY | FT. LAUDERDALE, FL |
| — | Form ADV | ABBOTT CAPITAL MANAGEMENT LLC | CLASS A MEMBER | NEW YORK, NY |
| — | Form ADV | INVESTMENT CONSULTING GROUP, LLC | MANAGER/CHIEF COMPLIANCE OFFICER | SEATTLE, WA |
| — | Form ADV | RX3, LLC | MANAGER | IRVINE, CA |
| — | Form ADV | CLARAPHI ADVISORY NETWORK, LLC | MEMBER, MANAGER | ALISO VIEJO, CA |
| — | Form ADV | SOUTHOCEAN INVESTMENT PARTNERS, LLC | SECRETARY | FT. LAUDERDALE, FL |