MCCARTHY DENIS JOSEPH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. MCCARTHY DENIS JOSEPH appears on 7 filing roles across Form ADV (7).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ROCKEFELLER & CO. LLC | CHIEF COMPLIANCE OFFICER AND CHIEF COUNSEL | NEW YORK, NY |
| — | Form ADV | J.P. MORGAN CLEARING CORP. | CCO | NEW YORK, NY |
| — | Form ADV | SUNTRUST INVESTMENT SERVICES, INC. | DIRECTOR | ATLANTA, GA |
| — | Form ADV | ROCKEFELLER & CO., INC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | BANK OF IRELAND ASSET MANAGEMENT (U.S.) LTD. | DIRECTOR | DUBLIN 4 |
| — | Form ADV | RETIREMENT PLUS, INC. | TREASURER, DIRECTOR | OVERLAND PARK, KS |
| — | Form ADV | SUTRO & CO. INCORPORATED | DIRECTOR OF COMPLIANCE REGULATORY AFFAIRS | SAN FRANCISCO, CA |