BERGEN CAROLYN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BERGEN CAROLYN appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | LMFA, INC. | CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | ERNST RESEARCH & MANAGEMENT, LTD. | CHIEF COMPLIANCE OFFICER | ROADTOWN |