ROMANO JAMES P appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROMANO JAMES P appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CONNING, INC. | MANAGING DIRECTOR- INDEX & RISK MANAGEMENT | HARTFORD, CT |
| — | Form ADV | GOODWIN CAPITAL ADVISERS, INC. | CHIEF RISK OFFICER | HARTFORD, CT |