SHEA ROBERT EARL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SHEA ROBERT EARL appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NEOS INVESTMENT MANAGEMENT, LLC | CHIEF OPERATING OFFICER | WESTPORT, CT |
| — | Form ADV | MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC | CHIEF MARKETING OFFICER | NEW YORK, NY |
| — | Form ADV | GRADIENT PARTNERS L.P. | CFO/CHIEF COMPLIANCE OFFICER | WHITE PLAINS, NY |
| — | Form ADV | HORIZONS ETFS MANAGEMENT (LATAM) LLC | DIRECTOR, CFO & CCO | NEW YORK, NY |
| — | Form ADV | HORIZONS ETFS MANAGEMENT (USA) LLC | DIRECTOR & EXECUTIVE VICE PRESIDENT | NEW YORK, NY |
| — | Form ADV | HORIZONS ETFS MANAGEMENT (US) LLC | CFO | NEW YORK, NY |