RICKARDS JAMES GEORGE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. RICKARDS JAMES GEORGE appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | RITCHIE CAPITAL MANAGEMENT, L.L.C. | GENERAL COUNSEL, SECRETARY, CHIEF COMPLIANCE OFFICER | GENEVA, IL |
| — | Form ADV | FAIRSTREAM CAPITAL MANAGEMENT LLC | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | AZIMUTH ALTERNATIVE ASSETS LLC | PRESIDENT & MANAGER | NEW YORK, NY |
| — | Form ADV | RITCHIE CAPITAL ADVISORS, LLC | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | GENEVA, IL |
| — | Form ADV | RITCHIE CAPITAL MANAGEMENT, LTD. | CHIEF COMPLIANCE OFFICER | GEORGE TOWN |
| — | Form ADV | AZIMUTH ALTERNATIVE ASSET MANAGEMENT, LIMITED LIABILITY LIMITED | CHIEF ADMINISTRATIVE OFFICER, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL & SECRETARY | NEW YORK, NY |