HOTZ ROBERT HENRY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HOTZ ROBERT HENRY appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | HOULIHAN LOKEY FINANCIAL ADVISORS, INC. | TRUSTEE/SERIES A COMMON | LOS ANGELES, CA |
| — | Form ADV | UBS SECURITIES LLC | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING, LLC MANAGER | NEW YORK, NY |