WILLIAMS BRUCE JOHN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. WILLIAMS BRUCE JOHN appears on 13 filing roles across Form ADV (13).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | STRATEGIC FINANCIAL SERVICES, INC. | CHIEF COMPLIANCE OFFICER | UTICA, NY |
| — | Form ADV | STAR CAPITAL PARTNERS LIMITED | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER OF STAR CAPITAL PARTNERS LIMITED | LONDON |
| — | Form ADV | ALTIUS FINANCIAL, INC. | PRESIDENT | DENVER, CO |
| — | Form ADV | CARMEL MANAGEMENT III, LLC | MANAGING PARTNER, INVESTOR RELATIONS | SAN FRANCISCO, CA |
| — | Form ADV | UST ADVISERS, INC. | MANAGING DIRECTOR | STAMFORD, CT |
| — | Form ADV | UNITED STATES TRUST COMPANY, NATIONAL ASSOCIATION | MANAGING DIRECTOR | NEW YORK, NY |
| — | Form ADV | STRATEGIC FINANCIAL SERVICES, INC. | CHIEF COMPLIANCE OFFICER | UTICA, NY |
| — | Form ADV | C-BASS INVESTMENT MANAGEMENT LLC | MANAGER | NEW YORK, NY |
| — | Form ADV | DELAROCHE & CO INC | PRESIDENT/CHIEF COMPLIANCE OFFICER | GLENDALE, CA |
| — | Form ADV | STRATEGIC FINANCIAL SERVICES, INC. | CHIEF COMPLIANCE OFFICER | UTICA, NY |
| — | Form ADV | U.S. TRUST COMPANY | MANAGING DIRECTOR | STAMFORD, CT |
| — | Form ADV | FOUR CAPITAL PARTNERS LIMITED | DIRECTOR | LONDON |
| — | Form ADV | SHELLPOINT ADVISORS LLC | CO-CHIEF EXECUTIVE OFFICER | NEW YORK, NY |