CAULFIELD PATRICK JOSEPH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CAULFIELD PATRICK JOSEPH appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | OSAIC FS, INC. | CHIEF COMPLIANCE OFFICER | FORT WAYNE, IN |
| — | Form ADV | OSAIC FA, INC. | CHIEF COMPLIANCE OFFICER | FORT WAYNE, IN |
| — | Form ADV | LINCOLN FINANCIAL DISTRIBUTORS, INC. | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND MUNICIPAL PRINCIPAL | PHILADELPHIA, PA |