HAMILTON AUSTIN FRANCIS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HAMILTON AUSTIN FRANCIS appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | THOMAS WEISEL PARTNERS LLC | CO-CHIEF COMPLIANCE OFFICER/COMPLIANCE REGISTERED OPTIONS PRINCIPAL | SAN FRANCISCO, CA |
| — | Form ADV | PHILADELPHIA BROKERAGE CORPORATION | PARTNER, EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER | RADNOR, PA |