POPPELL RALPH EDWARD appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. POPPELL RALPH EDWARD appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | STANFORD GROUP COMPANY | SR. V.P., DIRECTOR/COMPLIANCE, SROP/CROP | HOUSTON, TX |
| — | Form ADV | COWEN PRIME SERVICES LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | COWEN PRIME ADVISORS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |