WILLIAMS JEFFREY B

WILLIAMS JEFFREY B appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. WILLIAMS JEFFREY B appears on 2 filing roles across Form ADV (2).

Registered advisers

Filings (2)

FiledSourceEntityRoleLocation
Form ADVNORTHWESTERN MUTUAL INVESTMENT SERVICES, LLCVICE PRESIDENT, COMPLIANCE RISK MANAGEMENT AND NMIS BROKER/DEALER CHIEF COMPLIANCE OFFICERMILWAUKEE, WI
Form ADVLEGACY ASSET MANAGEMENT, INC.TREASURERHOUSTON, TX

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