SHEPPARD PATRICK JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SHEPPARD PATRICK JAMES appears on 14 filing roles across Form ADV (14).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FIAM LLC | SENIOR VICE PRESIDENT, GOVERNANCE, RISK, COMPLIANCE AND TREASURY | SMITHFIELD, RI |
| — | Form ADV | MELLON INVESTMENTS CORPORATION | TREASURER | PITTSBURGH, PA |
| — | Form ADV | EACM ADVISORS LLC | MANAGER | NORWALK, CT |
| — | Form ADV | STANDISH MELLON ASSET MANAGEMENT COMPANY LLC | BOARD MEMBER | BOSTON, MA |
| — | Form ADV | HBV CAPITAL MANAGEMENT LLC | MANAGER | NEW YORK, NY |
| — | Form ADV | THE BOSTON COMPANY ASSET MANAGEMENT LLC | PRESIDENT AND CHIEF OPERATING OFFICER, DIRECTOR | BOSTON, MA |
| — | Form ADV | PRIME ADVISORS INC | DIRECTOR | REDMOND, WA |
| — | Form ADV | INSIGHT INVESTMENT INTERNATIONAL LIMITED | DIRECTOR | LONDON |
| — | Form ADV | MELLON EQUITY ASSOCIATES LLP | EXECUTIVE COMMITTEE MEMBER | PITTSBURGH, PA |
| — | Form ADV | NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC. | CHIEF COMPLIANCE OFFICER | NORTH ANDOVER, MA |
| — | Form ADV | PARETO PARTNERS | DIRECTOR | NEW YORK, NY |
| — | Form ADV | MELLON BOND ASSOCIATES LLP | EXECUTIVE COMMITTEE MEMBER | PITTSBURGH, PA |
| — | Form ADV | MELLON HBV ALTERNATIVE STRATEGIES UK LIMITED | DIRECTOR | LONDON |
| — | Form ADV | MC ASSET MANAGEMENT HOLDINGS, LLC | CHIEF COMPLIANCE OFFICER | STAMFORD, CT |