SMITH LLOYD DOUGLAS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SMITH LLOYD DOUGLAS appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | MOONTOWER ASSET MANAGEMENT LP | CHIEF COMPLIANCE OFFICER | AUSTIN, TX |
| — | Form ADV | TD CAPITAL MANAGEMENT LLC | MEMBER/ MANAGING DIRECTOR/ CHIEF COMPLIANCE OFFICER | MEMPHIS, TN |
| — | Form ADV | DSF ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | GLB ADVISORS, LLC | MANAGING MEMBER | IRVINE, CA |