LAPPLE BARBARA ANN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. LAPPLE BARBARA ANN appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | WELLS FARGO INVESTMENT INSTITUTE, INC. | SENIOR VICE PRESIDENT | CHARLOTTE, NC |
| — | Form ADV | EVERGREEN INVESTMENT MANAGEMENT CO., LLC | CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | GALLATIN ASSET MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | ST. LOUIS, MO |
| — | Form ADV | J. L. KAPLAN ASSOCIATES, LLC | CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | METROPOLITAN WEST CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | NEWPORT BEACH, CA |