YATES ROGER PHILLIP appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. YATES ROGER PHILLIP appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ALPHAGEN CAPITAL LIMITED | CHIEF EXECUTIVE OFFICER | LONDON |
| — | Form ADV | HENDERSON INVESTMENT MANAGEMENT LIMITED | CHIEF EXECUTIVE OFFICER | LONDON |