ROWE BRIAN DAVID appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROWE BRIAN DAVID appears on 9 filing roles across Form ADV (9).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED | EUROPEAN CHIEF COMPLIANCE OFFICER & MONEY LAUNDERING REPORTING OFFICER | LONDON |
| — | Form ADV | ASHMORE INVESTMENT MANAGEMENT LTD | CHIEF COMPLIANCE OFFICER | LONDON |
| — | Form ADV | ASHMORE INVESTMENT ADVISORS LIMITED | CHIEF COMPLIANCE OFFICER | LONDON |
| — | Form ADV | NS PARTNERS LTD | CHIEF COMPLIANCE OFFICER | LONDON |
| — | Form ADV | AE INDUSTRIAL PARTNERS, LP | MANAGING PARTNER | BOCA RATON, FL |
| — | Form ADV | GARTMORE INVESTMENT LIMITED | CHIEF COMPLIANCE OFFICER, GLOBAL HEAD OF COMPLIANCE | LONDON |
| — | Form ADV | ALPHAGEN CAPITAL LIMITED | CHEIF COMPLIANCE OFFICER | LONDON |
| — | Form ADV | FIDUCIARY TRUST INTERNATIONAL LTD | EUROPEAN CHIEF COMPLIANCE OFFICER & MONEY LAUNDERING REPORTING OFFICER | LONDON |
| — | Form ADV | HENDERSON INVESTMENT MANAGEMENT LIMITED | CHIEF COMPLIANCE OFFICER | LONDON |