SMITH DAVID appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SMITH DAVID appears on 23 filing roles across Form ADV (23).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SEVEN GRAND MANAGERS LLC | PARTNER | BRONXVILLE, NY |
| — | Form ADV | BRIGHT FUTURES WEALTH MANAGEMENT, LLC | MEMBER | WEBSTER, NY |
| — | Form ADV | GLOBAL ENDOWMENT MANAGEMENT, LP | MEMBER | CHARLOTTE, NC |
| — | Form ADV | ONE WAY HOLDINGS LLC | PRESIDENT | FLOWER MOUND, TX |
| — | Form ADV | WRIGHT INVESTORS SERVICE INC | CHIEF COMPLIANCE OFFICER | SHELTON, CT |
| — | Form ADV | THE WINTHROP CORPORATION | CHIEF COMPLIANCE OFFICER | SHELTON, CT |
| — | Form ADV | WRIGHT PRIVATE ASSET MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | SHELTON, CT |
| — | Form ADV | GAM LONDON LIMITED | DIRECTOR | LONDON |
| — | Form ADV | SLAYTON LEWIS INC | PARTNER | SALT LAKE CITY, UT |
| — | Form ADV | CUTLER CAPITAL MANAGEMENT LLC | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER / CORPORATE COUNSEL | WORCESTER, MA |
| — | Form ADV | MERCER STREET CAPITAL PARTNERS, LLC | MEMBER | MIAMI, FL |
| — | Form ADV | GREAT MOUNTAIN PARTNERS LLC | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NEW HAVEN, CT |
| — | Form ADV | CIMARRON HEALTHCARE CAPITAL, LLC | MANAGING PARTNER | SALT LAKE CITY, UT |
| — | Form ADV | NAKOMA CAPITAL MANAGEMENT, LLC | MEMBER OF PEBBLES INVESTMENTS | MADISON, WI |
| — | Form ADV | DEL MAR ASSET MANAGEMENT, LP | LIMITED PARTNER, MANAGING DIRECTOR | NEW YORK, NY |
| — | Form ADV | ARCHERY CAPITAL LLC | MANAGING DIRECTOR | NEW YORK CITY, NY |
| — | Form ADV | WOOD CREEK CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | NEW HAVEN, CT |
| — | Form ADV | SMITH, BRIAN DAVID | PRESIDENT/CHIEF COMPLIANCE OFFICER | GREENVILLE, SC |
| — | Form ADV | TECOMA ASSET MANAGEMENT, LLC | MANAGER | ST. THOMAS, VI |
| — | Form ADV | ALLIANCE INVESTMENT ADVISORS LLC | CONTROLLER / CHIEF COMPLIANCE OFFICER | PHOENIX, AZ |
| — | Form ADV | AURORA MANAGEMENT PARTNERS LLC | MEMBER, AURORA CAPITAL GROUP LLC (RELYING ADVISOR) | LOS ANGELES, CA |
| — | Form ADV | RIVERBANK INVESTMENT ADVISORS, LLC | OWNER OF INVESTMENT ADVISOR SERIES | NEW YORK, NY |
| — | Form ADV | SEA OTTER ADVISORS LLC | DIRECTOR | MIAMI, FL |