KEEFE MARY ELIZABETH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KEEFE MARY ELIZABETH appears on 10 filing roles across Form ADV (10).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NUVEEN FUND ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | NUVEEN ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | NWQ INVESTMENT MANAGEMENT COMPANY, LLC | CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | NUVEEN INVESTMENT SOLUTIONS, INC. | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | NUVEEN HYDEPARK GROUP, LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | NUVEEN INVESTMENTS ADVISERS, LLC | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | SANTA BARBARA ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | SYMPHONY ASSET MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | TRADEWINDS GLOBAL INVESTORS, LLC | CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | NUVEEN INVESTMENT INSTITUTIONAL SERVICES GROUP LLC | MANAGING DIRECTOR & VICE PRESIDENT | LOS ANGELES, CA |