DUFFY THOMAS EDWARD appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. DUFFY THOMAS EDWARD appears on 7 filing roles across Form ADV (7).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CETERA INVESTMENT ADVISERS LLC | VICE PRESIDENT & SECRETARY | SCHAUMBURG, IL |
| — | Form ADV | INSIGNEO ADVISORY SERVICES, LLC | PRESIDENT | MIAMI, FL |
| — | Form ADV | NORTHEAST ASSET MANAGEMENT LLC | PRESIDENT | MITCHEL FIELD, NY |
| — | Form ADV | GENWORTH FINANCIAL INVESTMENT MANAGEMENT, LLC | SENIOR VICE PRESIDENT | STAMFORD, CT |
| — | Form ADV | BENCHMARK CAPITAL ADVISORS LLC | DIRECTOR | NEW YORK, NY |
| — | Form ADV | WELLINGTON MANAGEMENT INTERNATIONAL LIMITED | DIRECTOR | LONDON |
| — | Form ADV | BENCHMARK CAPITAL ADVISORS LLC | PRESIDENT | MIAMI, FL |