PLUCHINO FRANK SAL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. PLUCHINO FRANK SAL appears on 12 filing roles across Form ADV (12).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | UBS FINANCIAL SERVICES INC. | CHIEF COMPLIANCE OFFICER FOR ADVISORY BUSINESS | WEEHAWKEN, NJ |
| — | Form ADV | UBS EUCALYPTUS MANAGEMENT, L.L.C. | INTERIM | NEW YORK, NY |
| — | Form ADV | UBS HEDGE FUND SOLUTIONS LLC | CHIEF COMPLIANCE OFFICER | STAMFORD, CT |
| — | Form ADV | UBS OCONNOR LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | UBS FUND ADVISOR, L.L.C. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | UBS TAMARACK MANAGEMENT, L.L.C. | CHIEF COMPLIANCE OFFICER ALTERNATIVE INVESTMENT | NEW YORK, NY |
| — | Form ADV | UBS WILLOW MANAGEMENT, L.L.C. | INTERIM-CHIEF COMPLIANCE OFFICER ALTERNATIVE INVESTMENT | NEW YORK, NY |
| — | Form ADV | UBS JUNIPER MANAGEMENT, L.L.C. | CHIEF COMPLIANCE OFFICER ALTERNATIVE INVESTMENT GROUP | NEW YORK, NY |
| — | Form ADV | UBS ENSO MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | UBS REDWOOD/SEQUOIA MANAGEMENT, L.L.C. | INTERIM-CHIEF COMPLIANCE OFFICER ALTERNATIVE INVESTMENT GROUP | NEW YORK, NY |
| — | Form ADV | UBS ASPEN MANAGEMENT, L.L.C. | INTERIM | NEW YORK, NY |
| — | Form ADV | LIBERTYVIEW CAPITAL MANAGEMENT INC | CHIEF COMPLIANCE OFF. | HOBOKEN, NJ |