UMSTEAD RICHARD SCOTT appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. UMSTEAD RICHARD SCOTT appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FIRST ALLIED SECURITIES, INC. | SR. V.P.,NATIONAL SALES MANAGER | SAN DIEGO, CA |
| — | Form ADV | CONCOURSE FINANCIAL GROUP SECURITIES, INC. | CHIEF MARKETING OFFICER | BIRMINGHAM, AL |
| — | Form ADV | SWEETWATER ASSET MANAGEMENT LLC | PRESIDENTAND CEO CHIEF COMPLIANCE OFFICER | CANONSBURG, PA |
| — | Form ADV | RAYLIANT ASSET MANAGEMENT, LLC | PRESIDENT/CEO | CANONSBURG, PA |
| — | Form ADV | MOSAIC INVESTMENT PARTNERS, INC. | CHIEF COMPLIANCE OFFICER | SAN JUAN, PR |