KATZ SUSAN NMN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KATZ SUSAN NMN appears on 7 filing roles across Form ADV (7).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NCH CAPITAL INC. | VICE PRESIDENT, SENIOR GENERAL COUNSEL & CCO | NEW YORK, NY |
| — | Form ADV | AFFINITY INVESTMENT ADVISORS, LLC | CHIEF COMPLIANCE OFFICER, MANAGER OF INVESTMENT OPERATIONS | NEWPORT BEACH, CA |
| — | Form ADV | KATZ FAMILY FINANCIAL ADVISORS, LLC | MANAGING MEMBER | ALEXANDRIA, VA |
| — | Form ADV | GLENROCK INC. | PRESIDENT | NEW YORK, NY |
| — | Form ADV | ROSEMOUNT CAPITAL LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | CORNERSTONE CAPITAL CORP. | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | WEST BASIN CAPITAL MANAGEMENT, LLC | CHIEF OPERATING OFFICER | NEW YORK, NY |