LUMMANICK JAMES FRANK appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. LUMMANICK JAMES FRANK appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | INVESCO FUNDS GROUP INC | VP, CHIEF COMPLIANCE OFFICER | DENVER, CO |
| — | Form ADV | OLD MUTUAL CAPITAL, INC. | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | DENVER, CO |