OZOLS ANDRA CYNTHIA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. OZOLS ANDRA CYNTHIA appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ICON ADVISERS, INC. | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL | GREENWOOD VILLAGE, CO |
| — | Form ADV | AVIVA INVESTORS NORTH AMERICA, INC. | HEAD OF LEGAL AND CHIEF COMPLIANCE OFFICER | DES MOINES, IA |
| — | Form ADV | OLD MUTUAL CAPITAL, INC. | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | DENVER, CO |
| — | Form ADV | AVIVA INVESTORS AMERICAS LLC | SENIOR VICE PRESIDENT, CHIEF LEGAL & CHIEF COMPLIANCE OFFICER, SECRETARY AND MANAGER | CHICAGO, IL |